From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6q. Special procedures to encourage and facilitate bona fide hedging by agricultural producers (a) Authority The Commission shall consider issuing rules or orders which- (1) prescribe procedures under which each contract market is to…
Category: United States Code
Sec. 6p. Standards and examinations
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6p. Standards and examinations (a) The Commission may specify by rules and regulations appropriate standards with respect to training, experience, and such other qualifications as the Commission finds necessary or desirable to insure the…
Sec. 6o. Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6o. Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons (1) It shall be unlawful for a commodity trading advisor, associated person of a commodity trading advisor, commodity pool operator,…
Sec. 6n. Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6n. Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account (1) Any commodity trading advisor or commodity pool operator, or any person…
Sec. 6m. Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6m. Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law (1) It shall be unlawful for any commodity trading advisor…
Sec. 6l. Commodity trading advisors and commodity pool operators; Congressional finding
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6l. Commodity trading advisors and commodity pool operators; Congressional finding It is hereby found that the activities of commodity trading advisors and commodity pool operators are affected with a national public interest in that,…
Sec. 6k. Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6k. Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons (1) It shall be unlawful for any person to be associated…
Sec. 6j. Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6j. Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities (a) Issuance of regulations The Commission shall issue regulations to prohibit the privilege of dual…
Sec. 6i. Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6i. Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions It shall be unlawful for any person to make any contract for the purchase or…
Sec. 6h. False self-representation as registered entity member prohibited
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6h. False self-representation as registered entity member prohibited It shall be unlawful for any person falsely to represent such person to be a member of a registered entity or the representative or agent of…