From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §9. Prohibition regarding manipulation and false information (1) Prohibition against manipulation It shall be unlawful for any person, directly or indirectly, to use or employ, or attempt to use or employ, in connection with…
Sec. 8. Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §8. Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals (a) Any person desiring to be designated or registered as…
Sec. 7b-3. Swap execution facilities
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §7b–3. Swap execution facilities (a) Registration (1) In general No person may operate a facility for the trading or processing of swaps unless the facility is registered as a swap execution facility or as…
Sec. 7b-1. Designation of securities exchanges and associations as contract markets
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §7b–1. Designation of securities exchanges and associations as contract markets (a) Any board of trade that is registered with the Securities and Exchange Commission as a national securities exchange, is a national securities association…
Sec. 7b. Suspension or revocation of designation as registered entity
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §7b. Suspension or revocation of designation as registered entity The failure of a registered entity to comply with any provision of this chapter, or any regulation or order of the Commission under this chapter,…
Sec. 7a-2. Common provisions applicable to registered entities
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §7a–2. Common provisions applicable to registered entities (a) Acceptable business practices under core principles (1) In general Consistent with the purposes of this chapter, the Commission may issue interpretations, or approve interpretations submitted to…
Sec. 7a-1. Derivatives clearing organizations
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §7a–1. Derivatives clearing organizations (a) Registration requirement (1) In general Except as provided in paragraph (2), it shall be unlawful for a derivatives clearing organization, directly or indirectly, to make use of the mails…
Sec. 7. Designation of boards of trade as contract markets
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §7. Designation of boards of trade as contract markets (a) Applications A board of trade applying to the Commission for designation as a contract market shall submit an application to the Commission that includes…
Sec. 6t. Large swap trader reporting
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6t. Large swap trader reporting (a) Prohibition (1) In general Except as provided in paragraph (2), it shall be unlawful for any person to enter into any swap that the Commission determines to perform…
Sec. 6s. Registration and regulation of swap dealers and major swap participants
From Title 7-AGRICULTURE CHAPTER 1-COMMODITY EXCHANGES §6s. Registration and regulation of swap dealers and major swap participants (a) Registration (1) Swap dealers It shall be unlawful for any person to act as a swap dealer unless the person is registered…